Welcome! NACUA 2007 One Day CLE Workshop

8:00 am - 8:15 am	*Introduction to the Program* Georgia Yuan, President, NACUA General Counsel, Smith College Kathleen Curry Santora, CEO, NACUA
8:15 am - 9:30 am.	01. Compliance, the President and the Board of Trustees Board practices post-Sarbanes-Oxley Conflicts of interest of institution and its fiduciaries The role of board audit, compensation and executive committees State ethics reform and its impact on public colleges and universities Best practices and lessons learned Moderator:* Speakers: Martin Michaelson, Hogan & Hartson, Washington, DC Elizabeth Minott, Assistant General Counsel, Rutgers University
9:30 am - 9:45 am	Break
9:45 am - 11:00 am	02. Institutional Hot-Lines: Red Hot, Red Flag...or Both Pros and Cons Practical Experiences *Retaliation Risks Moderator: Jeffrey I. Chasen, The AGOS, LLC, Tulsa, OK Speakers: James J. Mingle, University Counsel, Cornell University D. Frank Vinik, United Educators Insurance, Bethesda, MD
	No Break
11:00 am - 12:00 Noon	03. Taking Records Retention Seriously: The Compliant Institutional Records Retention Policy Objectives and elements of an effective records retention policy Building statutory and regulatory records retention requirements into your institutional policy Dealing with electronic records Building litigation holds and discovery requests (including holds on and requests for electronic records) into your records retention policy *Compatibility with institution's computer use policy Moderator Martha Munsch, Reed Smith, Pittsburgh, PA Speakers: Douglas F. Seaver, Hinckley, Allen & Snyder, Boston, MA Michael D. Sermersheim, Associate Vice President and Deputy General Counsel, University of Akron
12:00 Noon - 1:30 pm	Luncheon
Friday April 20, 2007 Afternoon - Concurrent Sessions
1:30 pm - 2:45 pm 1:30 pm - 2:45 pm	04A. Compliance for Information Security and Privacy Overview of Sources of Compliance Obligations: Federal, State, and Contractual Requirements "Industry Standards" for Information Security Establishing an Information Security Program: Administrative, Physical, and Technical Safeguards EDUCAUSE/Internet2 Security Task Force Blueprint for Handling Sensitive Data Moderator:* Speakers: Timothy J. Flanagan, Assistant Vice President and Counsel, University of Notre Dame Rodney Petersen, Government Relations Officer and Security Task Force Coordinator, EDUCAUSE 04B. Compliance and Foreign Students and Faculty SEVIS and student immigration compliance Compliance with H-1B visa rules and restrictions Labor certification compliance Export controls and deemed exports Other key immigration compliance issues Best practices and policies Moderator: Speakers: Leigh Polk Cole, Dinse, Knapp & McAndrew, Burlington, VT Jane Etish-Andrews, Director, International Center, Tufts University
2:45 pm - 3:00 pm	Break
3:00 pm - 4:15 pm 3:00 pm - 4:15 pm	Track 1 05A. Compliance by Affiliated Foundations and Other Related Entities How to utilize and appropriately control affiliated entities Assuring fiscal integrity Tax exemption and corporate issues Public records and other state laws Moderator Leslie J. Winner, Vice President and General Counsel, University of North Carolina System Speakers: James M. Carolan, Withers Bergman, LLP, New Haven, CT Paul J. Ward, Vice President, University Administration and Legal Affairs Arizona State University Track 2 05B. Compliance in International Programs Overview of compliance issues when operating abroad: business structures, tax considerations, local counsel Engaging U.S., local and third country national employees and contractors abroad -- tips and traps for the unwary *Cooperative programming -- templates for developing effective agreements with host/partner institutions abroad Moderator: Peter F. May, Vice President and General Counsel, The School for International Training, Brattleboro, VT Speakers: John Briggs, World Wide Consulting, Taos, NM James R. Kahn, Deputy University Counsel, Weill Medical College of Cornell University
4:15 pm - 4:30 pm	Break
4:30 pm - 5:30 pm 4:30 pm - 5:30 pm	06A. Ethics: Compliance and the General Counsel--What to do When the Client is Non-Compliant Legal and ethical requirements amidst increased scrutiny (and vulnerability) of in-house counsel Lessons learned from other high profile higher education and other industry cases Best practices for mitigating risks and managing crises Moderator William F. Howard, Interim Vice President and General Counsel, The George Washington University Speakers: Barbara Van Gelder, Wiley, Rein & Fielding, LLP, Washington, DC Lee Dobkin, Deputy General Counsel, University of Pennsylvania 06B. Compliance: One Institution's Story* Performing an enterprise risk assessment Restructuring institutional governance Creating Codes of Ethics/Conduct Establishing a hotline Moderator: Speaker: Carl (Tobey) Oxholm III, Senior Vice President and General Counsel, Drexel University
5:30 pm - 6:30 pm	Reception for Workshop Speakers and Participants
Adjourn