Instrument of Student Judicial Governance
The University of North Carolina at Chapel Hill
Revision as Adopted by Faculty Council 1/17/03 and by Student
Congress 2/4/03
Approved by Chancellor Moeser with Revisions Effective 7/1/03
I. Preamble
This Instrument of Student Judicial
Governance for the University of North Carolina at Chapel
Hill (the “Instrument”) is adopted in furtherance of the University
community’s shared commitment to the pursuit of truth, and
the dissemination of knowledge to succeeding generations of
citizens devoted to the high ideals of personal honor and
respect for the rights of others. These goals can only be
achieved in a setting in which intellectual honesty and personal
integrity are highly valued; other individuals are trusted,
respected, and fairly treated; and the responsibility for
articulating and maintaining high standards is widely shared.
A. Premises. This
Instrument, including the Honor Code and the stated means for
its enforcement, is adopted based on the following premises:
1. Students’ Commitment. Ideals of
academic honesty, personal integrity, and responsible citizenship
are essential to the performance of all academic work and
all other activities of students while members of the University
community. These ideals are embodied in the Honor Code set
forth in this Instrument, with the support of students, faculty,
and staff. Application by a student for admission and subsequent
enrollment in the University presupposes a commitment to the
principles embodied in the Honor Code. Such action also represents
consent to be bound by its terms at any time between a student’s
application for enrollment and the granting of his degree
or other termination of enrollment, including the period between
academic semesters.
2. University Interests. In keeping
with its nature and purpose, the University endeavors to instill
in each student a love of learning, a commitment to fair and
honorable conduct, and respect for the safety and welfare
of others. It also strives to protect the community from those
who, for whatever reason, do not embody these values in their
conduct, and to protect the integrity of the University and
its property for the benefit of all.
3. Educational and Other Activities.
The activities of students as well as other members of the
University community outside the classroom influence the educational
process and learning environment, just as the intellectual
atmosphere of the campus contributes to students’ growth and
development. Many forms of nonacademic conduct, as well as
all facets of the academic process, are therefore areas of
proper concern and regulation by the University community.
4. Responsible Exercise of Freedom.
The guiding principle of University regulation of conduct
should be that of the responsible exercise of freedom. Members
of the University community should be accorded the greatest
possible degree of self-determination correlative with the
acceptance of the full responsibility for their conduct and
the consequences of their actions.
5. Chancellor’s Responsibilities.
The Chancellor remains solely responsible for all matters
of student discipline, in accordance with the expectations
of the Board of Governors of the University of North Carolina.
Nevertheless, the Chancellor has traditionally shared the
responsibility of setting basic policy concerning student
conduct and applying overarching requirements in individual
cases with students and the faculty in order to achieve the
University’s underlying goals.
6. University and Broader Community.
The University has a special interest in assuring that students
refrain from academic misconduct, respect the safety and welfare
of members of the University community, and protect its institutional
integrity and resources. The standards for student conduct
and the means of enforcement set forth in this Instrument
are adopted in furtherance of University interests and serve
to supplement, rather than substitute for the enforcement
of the civil and criminal law applicable at large. Therefore
it is not double jeopardy for the University to sanction conduct
that is also sanctioned under local, state or federal law.
B. Allocation of Responsibility
Between Faculty, Students, and Administrative Personnel.
1. Responsibilities of Students and Faculty.
In order to ensure effective functioning of an honor system
worthy of respect in this institution, specific responsibilities
of students are set forth in this Instrument and elaborated
upon in Appendix A. Responsibilities of faculty members are
articulated by the Faculty Council and embodied in Appendix
B. These responsibilities are the minimum expected of members
of the student body and the faculty. They are not mutually
exclusive, and the failure of a student or a faculty member
to live up to the stated expectations does not lessen or excuse
any failure of the other to comply with relevant requirements.
2. Location of Conduct and Reservation of
Discretion. Conduct by students on University premises
or the premises of groups affiliated with the University,
as well as conduct that occurs elsewhere, may give rise to
offenses prohibited by this Instrument if University interests
are implicated. Determinations of whether such conduct should
be addressed pursuant to this Instrument in instances in which
University interests are implicated is reserved to the discretion
of the Student Attorney General and campus authorities with
associated responsibilities.
3. Action Outside of the Instrument.
This Instrument is intended to govern the means for imposing
disciplinary sanctions on any student for conduct covered
under its terms, except to the extent other forms of redress
or action are recognized herein. Such forms of redress include
civil and criminal law as previously referenced; authority
reserved to the Chancellor pursuant to policies established
by the Board of Governors or Board of Trustees; and authority
assigned by the Chancellor to particular administrative units
(such as the Department of Transportation and Parking Services,
Department of Housing and Residential Education or the University
Cashier) or other appropriate authorities responsible for
addressing emergency situations involving danger to members
of the University community or other extraordinary circumstances.
II. Offenses Under the Honor Code
A. General Responsibilities.
It shall be the responsibility of every student
at the University of North Carolina at Chapel Hill to:
1. Obey and support the enforcement of the
Honor Code;
2. Refrain from lying, cheating, or stealing;
3. Conduct themselves so as not to impair
significantly the welfare or the educational opportunities
of others in the University community; and
4. Refrain from conduct that impairs or
may impair the capacity of University and associated personnel
to perform their duties, manage resources, protect the safety
and welfare of members of the University community, and maintain
the integrity of the University.
Offenses proscribed by this
section include, but shall not be limited to, those set out
in Sections II. B and II. C. Additional guidance concerning
the interpretation of Section II of this Instrument may from
time to time be issued by the Committee on Student Conduct as
provided in Section V. E.
B. Academic Dishonesty.
It shall be the responsibility of
every student enrolled at the University of North Carolina to
support the principles of academic integrity and to refrain
from all forms of academic dishonesty, including but not limited
to, the following:
1. Plagiarism in the form
of deliberate or reckless representation of another’s words,
thoughts, or ideas as one’s own without attribution in connection
with submission of academic work, whether graded or otherwise.
2. Falsification, fabrication, or misrepresentation
of data, other information, or citations in connection
with an academic assignment, whether graded or otherwise.
3. Unauthorized assistance or unauthorized
collaboration in connection with academic work, whether
graded or otherwise.
4. Cheating on examinations or other academic
assignments, whether graded or otherwise, including
but not limited to the following: a. Using unauthorized materials
and methods (notes, books, electronic information, telephonic
or other forms of electronic communication, or other sources
or methods); b. Violating or subverting requirements governing
administration of examinations or other academic assignments;
c. Compromising the security of examinations or academic assignments;
d. Representing another’s work as one’s own; or e. Engaging
in other actions that compromise the integrity of the grading
or evaluation process.
5. Deliberately furnishing false information
to members of the University community in connection with
their efforts to prevent, investigate, or enforce University
requirements regarding academic dishonesty.
6. Forging, falsifying, or misusing University
documents, records, identification cards, computers,
or other resources so as to violate requirements regarding
academic dishonesty.
7. Violating other University policies
that are designed to assure that academic work conforms to
requirements relating to academic integrity.
8. Assisting or aiding another to
engage in acts of academic dishonesty prohibited by Section
II. B.
C. Student Conduct Adversely Affecting Members of University
Community or the University.
It shall be the responsibility of
every student enrolled at the University of North Carolina to
refrain from conduct that impairs or may impair the right of
all members of the University community to learn and thrive
in a safe and respectful environment; or the capacity of University
and associated personnel to perform their duties, manage resources,
protect the safety and welfare of members of the University
community, and maintain the integrity of the University. To
these ends, no student or student group shall engage in conduct,
or assist another in conduct, that adversely affects or creates
a substantial risk of adversely affecting University interests
including but not limited to the following:
1. Conduct Affecting Persons.
a. Fighting or other conduct that unreasonably
endangers or inflicts physical injury upon another.
b. Sexual misconduct that involves:
...i. Deliberate touching of
another’s sexual parts without consent;
...ii. Deliberate sexual invasion
of another without consent;
...iii. Deliberate constraint
or incapacitation of another, without that person’s knowledge
or consent, so as to put another at substantially increased
risk of sexual injury; or
...iv. Unwelcome sexual advances,
requests for sexual favors, or other verbal or physical
conduct of a sexual nature that expressly or implicitly
imposes conditions upon, threatens, interferes with, or
creates an intimidating, hostile, or demeaning environment
for an individual’s (I) academic pursuits, (II) University
employment, (III) participation in activities sponsored
by the University or organizations or groups related to
the University, or (IV) opportunities to benefit from other
aspects of University life.
c. Harassment or intimidation that abuses, disparages,
or otherwise interferes with another so as to adversely
affect their academic pursuits, opportunities for University
employment, participation in University-sponsored extracurricular
activities, or opportunities to benefit from other aspects
of University life.
d. Threats that involve violation of restraining
orders or no-contact orders imposed by government or campus
authorities, stalking, or other activities that create a
reasonable apprehension of physical or emotional harm to
an individual following a request or order to desist.
e. Discrimination on the basis of race, ethnicity,
national origin, religion, creed, sexual orientation, gender
expression, age, or disability that impairs or may impair
an individual’s University working conditions, privileges
or opportunities for University employment, educational
opportunities, participation in University-sponsored extracurricular
activities, or opportunities to benefit from other aspects
of University life.
f. Hazing that causes or permits an individual, with
or without consent, to engage in activities that subject
that individual or others to risks of physical injury, mental
distress, or personal indignities of a highly offensive
nature, in connection with recruitment, initiation, or continued
membership in a society, fraternity or sorority, club, or
similar organized group whether or not recognized by the
University.
g. Possessing or carrying any weapon or dangerous
substance, whether openly or concealed, unless expressly
authorized by University policies.
h. Operating a motor vehicle in a reckless manner
or while impaired by alcohol, drugs, or other substances
so as to create a significant threat to members of the University
community.
i. Engaging in recklessly dangerous, disorderly or
obscene conduct affecting University interests, students
or other personnel.
j. Illegally possessing, manufacturing, selling,
or delivering a controlled substance as defined by state
or federal law or applicable policies of the Board of Trustees
or Board of Governors.
k. Engaging in violent, forceful, threatening, intimidating,
or disruptive conduct, or inciting others to engage in such
individual or collective conduct, that willfully disrupts
any normal operation, function, or activity of the University
or any of its organizations, personnel, or guests.
l. Engaging in conduct, or inciting others to engage
in conduct that improperly restrains freedom of movement,
speech, assembly, or access to premises or activities by
any individual who is a member of the University community
or guest of the University or of any of its organizations
in connection with that individual’s performance of legitimate
activities or duties within or at the University.
m. Engaging in conduct within a University classroom
that substantially disrupts the academic environment.
n. Misrepresenting oneself as another or otherwise
adversely interfering with their credit, academic standing,
privacy or personal information.
o. Misusing, removing, tampering with, or otherwise making less
effective, equipment (including but not limited to, fire extinguishers,
fire alarms, smoke detectors, and emergency call boxes), intended for
use in improving or protecting the safety of members of the University
community, either on University premises or on the premises of a
student organization officially recognized by the University.
p. Assisting or aiding another to engage in acts
prohibited by Section II. C.1 of this Instrument.
2. Conduct Affecting
Property.
a. Stealing, destroying, damaging or misusing
property belonging to the University or another individual
or entity.
b. Violating University policies regarding use or
management of resources including but not limited to computers,
electronic resources, library resources, equipment, or supplies.
c. Forging, falsifying, or misusing documents, records,
identification cards, computers, data, library materials,
or other resources created, maintained, or used by the University
or members of the University community.
d. Trespassing upon housing units, offices, classrooms,
laboratories or other facilities or unauthorized intrusion
into electronic records owned or managed by the University,
an affiliated organization, or another member of the University
community.
e. Assisting or aiding another to engage in acts
prohibited by Section II. C.2 of this Instrument.
3. Conduct
Affecting the Integrity of the University.
a. Knowingly abusing a position of trust
or responsibility within the University community.
b. Disregarding the Honor Code or interfering with
the judicial procedures established under this Instrument
by refusing to identify oneself to a University official
in pursuit of his or her duty, refusal to appear before
University officials or disciplinary bodies when directed
to do so, or lying to the Honor Court or judicial officials
in the discharge of their duties.
c. Violating the terms of disciplinary proceedings
or of any sanction imposed pursuant to such proceedings.
d. Using the name of the University or the names of members
or organizations in the University community without authorization.
e. Knowingly misrepresenting academic standing, performance,
or accomplishments to members of the University community
or others in order to gain an undue advantage.
f. Knowingly violating officially adopted University
policies designed to protect the integrity and welfare of
the University and members of the campus community.
g. Deliberately furnishing false or misleading information
to University personnel acting in the exercise of their
official duties. h. Assisting or aiding another to engage
in acts prohibited by Section II. C.3 of this Instrument.
4. Group Offenses.
Societies, clubs, or similar organized groups in or recognized
by the University are subject to the same standards as are
individual members of the University community. The commission
of any offense within this section by such a group or its
members acting in concert, or the failure of such a group
to exercise preventive measures relative to violations of
the Honor Code by its members shall constitute a group offense
that may be sanctioned in addition to sanctions imposed for
offenses by individual students.
D. Application to Students Acting
in Capacity of University Instructors or Employees.
Where conduct prohibited by provisions of Section II involves
a student acting in the capacity of University instructor or
employee, such conduct may be addressed under pertinent University
policies such as those relating to sexual misconduct, discrimination,
harassment, falsification of information, or misuse of University
resources, rather than under this Instrument, if handling under
such applicable University policies is deemed to be more appropriate
by responsible University officials in their sole discretion.
III. Sanctions
A. Guiding Principles.
In keeping with the University’s
central mission, students who have violated the Honor Code should
learn to take responsibility and learn from their mistakes.
Student educational development should therefore play a central
role in the development and imposition of sanctions pursuant
to this Instrument, imposition as should concern for the shared
interest of students, faculty, staff, and the greater University
in academic integrity, maintenance of a safe and respectful
environment conducive to learning, the protection of the University
community; and protection of other University interests.
1. Flexibility. This
Instrument establishes a range of sanctions that may be imposed
alone or in combination in order to provide necessary flexibility
to deal as appropriate with specific cases. In addition, the
courts may impose other sanctions it deems appropriate in
a given case.
2. Relevant Factors. Sanctions
imposed in particular cases should take into account the gravity
of the offense in question, including its implications for
other members of the campus community and any relevant recurring
patterns of misconduct; the value of learning through experience
so as to develop a greater sense of responsibility for one’s
actions and their consequences to others; the importance of
equitable treatment for similar offenses; and other compelling
circumstances, so as to reach a just and appropriate resolution
in each case.
B. Available Sanctions: Individuals.
The following sanctions alone or in combination may be
imposed in connection with offenses under this instrument:
1. Academic Sanctions
including but not limited to the following:
a. Failing Grade. Receipt of a failing grade in
a course, component or aspect of a course, or on an assignment;
b. Educational Assignment. Requirement of satisfactory completion
of an additional educational assignment, course, or program
with or without credit.
c. Other Requirements. Other requirements or conditions
designed to assure that prior academic misconduct is remedied
and does not recur in the future.
d. Implications for Academic Retention of Graduate or Professional
School Students. In the case of graduate or professional
school students, the imposition of an academic sanction
in the form of a failing grade in a course shall not in
itself be grounds for terminating the affected student’s
enrollment in the academic program in which he or she is
enrolled, except when the pertinent academic authorities
independently determine that such termination is warranted
pursuant to pertinent academic rules and requirements.
2. Conduct Sanctions including but
not limited to:
a. Drug or alcohol probation including completion
of a drug or alcohol education and counseling program, participation
in specified forms of community service, and acceptance
of such other conditions and requirements as may be judged
appropriate by the Judicial Programs Officer. A refusal
or failure to comply with the terms of a drug or alcohol
probation program, as determined by the Vice Chancellor
for Student Affairs, will result in suspension for the unexpired
term of the probation.
b. Behavior management. Completion of projects, programs,
or requirements designed to help the student manage behavior
and understand why it was inappropriate.
c.“No contact” orders. Compliance with orders of no contact
that limit access to specific University areas or forms
of contact with particular persons;
d. Community service. Completion of up to 60 hours of community
service over a period not to exceed twelve weeks under guidelines
established by the Judicial Programs Officer;
e. Restitution. Where applicable, payment of restitution
in an amount determined by the hearing board and paid under
guidelines established by the Judicial Programs Officer;
f. Other requirements. Where applicable, taking necessary
steps to inform affected parties, correct misrepresentations,
or otherwise remedy the effects of misconduct.
3. Loss of privileges including but not limited to
those relating to:
a. Participation on or in: i. Athletic teams (including
intramural teams) as a member, coach or manager; ii. Activities
or organizations sponsored by or representing the university;
iii. Recruitment of new members, induction in, or continuing
membership in any student organization (including but not
limited to sororities or fraternities).
b. Attendance at campus events or sports activities.
c. Use of University facilities or resources including:
...i. Parking an automobile or
driving an automobile on campus;
...ii. Residing in University
residence units;
...iii. Using privileges relating
to information technology, computers, or telecommunications.
d. Representation of the University or its affiliated organizations
as a tour guide, intern, researcher, or otherwise.
e. Receipt of special recognition or distinction including:
i. Any award, prize or other recognition bestowed by the
University;
ii. A fellowship or assistantship that permits the student
to act on behalf of the University (including a teaching
position or resident assistantship, but not forms of financial
aid based on need or merit).
4. Penalties of record that are reflected
both on a student’s academic transcript (during the period
they remain in effect), and in a student’s disciplinary record
as provided under governing policies, including:
a.
Probation for a definite or indefinite period, including probation with
associated conditions or requirements. Probation means that a student
may remain at the University but may be required to satisfy specified
conditions or requirements, report regularly to the Judicial Programs
Officer, and be barred from holding any office or participating in any
activity in which the student represents the University or
University-recognized student organizations either within or outside
the University community. The sanction of probation prohibits
graduation until the period of probation has ended and the student has
complied with all requirements as established by the Honor Court and
the Judicial Programs Officer.
b. Suspension including the following forms of suspension
with associated conditions or requirements.
...i. Suspension for a definite
or indefinite period means that the student is removed from
good standing and must leave the University for a definite
or indefinite period. Suspension anticipates that the student
may eventually return if applicable conditions are satisfied.
Academic work completed at another institution during a
period in which a student is under suspension from the University
may not be transferred toward the degree, but applicable
health care or insurance benefits may be continued.
...ii. Permanent Suspension from
the University of North Carolina at Chapel Hill means that
the student is removed from good standing and must leave
the University permanently without an expectation that the
student may eventually return to the Chapel Hill campus.
A student permanently suspended from the campus is not barred
from seeking admission to another UNC system university,
if that university wishes to permit such application following
disclosure of the student’s disciplinary record at UNC-Chapel
Hill. Permanent suspension may only be imposed with the
concurrence of the Chancellor and will remain in effect
unless and until the Chancellor who imposed or approved
the sanction or his or her successor concludes on the basis
of the former student’s petition and any supportive documentation
that the individual should be given a new opportunity to
pursue higher education at UNC-Chapel Hill.
c. Expulsion if approved by the Chancellor. Expulsion means
that a student is removed from the University permanently
and may not be admitted to any UNC system university, unless
and until the Chancellor who imposed or approved the sanction
or his or her successor concludes on the basis of the former
student’s petition and any supportive documentation that
the individual should be given a new opportunity to pursue
higher education within the UNC system.
5. Written warning in the form of an official reprimand
that is formally communicated by a letter giving the student
notice that any subsequent Honor Code violation will carry
more serious sanctions.
C. Additional Sanctions: Group Violations.
In addition to the imposition of sanctions on individual
students, where appropriate, the following group sanctions may
be imposed in connection with violations of the Instrument:
1. Written warning in the
form of an official reprimand that is formally communicated
by a letter to the group, its advisers and members, giving
notice and warning that any subsequent Honor Code violation
will carry more serious sanctions.
2. Conduct sanctions including but
not limited to:
a. Educational activities such as presentation
or completion of projects, programs or requirements designed
to understand the nature and implications of the misconduct
and prevent similar misconduct from arising in the future.
b. Community service such as completion of specified service
programs or projects on or off campus within a specified
period.
c. Payment of restitution if applicable.
d. Other requirements. Where applicable, taking necessary
steps to inform affected parties, remedy the effects of
misconduct, prevent similar conduct from arising in the
future, or comply with other requirements or conditions.
3. Loss of group privileges including but not limited
to:
a. Activity restrictions prohibiting the group
from sponsoring any organized social activity, party, or
function for a specified period of not less than four weeks
of a regular academic term, or otherwise limiting group
activities (other than seeking and adding members) for a
specified period.
b. Restrictions on participation in intramural competitions
or other activities or events sponsored by the University
or University affiliated organizations.
c. Restrictions on use of University facilities for meetings
or other activities.
d. Loss of such other privileges as deemed appropriate to
deter future misconduct.
4. Sanctions Affecting Group Status or Charter.
The following sanctions may be imposed:
a. Group probation, which restricts group activities
and privileges (other than seeking and adding members) for
a specified period of time, upon pain of immediate restriction
or revocation of the group’s charter or status as a University-affiliated
or recognized organization in the event of repeated violations
during the period of the sanction.
b. Restricted status, which restricts a group’s charter,
temporarily removes a group’s status as recognized or affiliated
with the University, or imposes related restrictions on
recruitment or addition of members, sponsoring or conducting
events in the University community, or enjoyment of privileges
other than the right to continue to occupy or hold property
for a period of one semester in addition to the semester
in which the offense occurred.
c. Revocation of group charter or affiliation including
permanent removal of University recognition for the group
in question, if approved by the Chancellor.
D. Gravity of Offenses.
1. Usual and Minimum Sanctions.
In determining the appropriate sanction to be imposed in individual
cases, consideration shall be given to usual and minimum sanctions
specified in this section as well. For purposes of this Instrument,
“usual” sanctions are those that are to be applied in individual
cases except to the extent that relevant factors listed in
Section III. A provide a compelling basis for imposition of
a lesser or greater sanction in order to do justice in a particular
case. “Minimum sanctions” are the least serious sanction possible
in light of the gravity of the conduct in question, although
a more substantial sanction may be imposed in order to do
justice in a particular case.
2. Academic Dishonesty.
a. For an initial instance of academic dishonesty,
...i. The usual sanction for
grade-related misconduct shall be a failing grade in the
course, an aspect or component of a course, or on the assignment
as recommended by the instructor, and suspension for one
full academic semester or until specified conditions are
met.
...ii. The minimum sanction for
grade-related misconduct shall be a failing grade in the
course, component or aspect of the course, or on the assignment
as recommended by the instructor; probation for at least
one full academic semester; an additional educational assignment
or other requirements as appropriate; and a written warning
that further academic misconduct will lead to more serious
sanctions.
b. For a second or subsequent instance of academic dishonesty,
the minimum sanction shall be suspension for at least two
full academic semesters.
3. Conduct Adversely Affecting Persons.
a. For deliberate sexual invasion of another,
the minimum sanction shall be suspension for two full academic
semesters.
b. For illegally possessing, manufacturing, selling, or
delivering a controlled substance as defined by state or
federal law, sanctions established by relevant policies
of the Board of Trustees, including as specified, drug probation,
suspension, or expulsion, depending upon the gravity of
the offense and prior history of misconduct.
4. Group Offenses.
In instances in which a group has committed a violation
of the same type within a period of two years for which a
written warning was issued, the minimum sanction shall be
group probation.
5. Repeat Offenses. For offenses
of the same or similar type for which a student has previously
received at least probation, the minimum sanction shall be
suspension for at least one academic semester with appropriate
conditions.
E. Administration of Sanctions.
1. Duration and Effective Date.
The duration and effective date of sanctions shall be determined
by the hearing panel. A sanction specified to extend over
an academic semester means a semester within the academic
year and does not include summer sessions. If a timely appeal
is filed as provided in Appendix C, no sanction shall take
effect until such time as the relevant appeal has been withdrawn
or has been finally determined and a decision rendered by
the University Hearings Board or, in applicable cases, by
the Chancellor or his or her designee. When, because of an
appeal, a sanction of suspension or expulsion becomes effective
during the middle or at the end of a semester or term, the
student shall receive no credit for any courses undertaken
or completed in the semester or term in which the judgment
of the hearing panel was initially rendered. Students who
have been expelled or suspended from the University are granted
96 hours from the time the sanction becomes effective to depart
from the campus. Sanctions of record (expulsion, suspension,
and probation) shall be entered on the student’s transcript
by the Dean of Students following conclusion of any relevant
appeals.
2. Review. A student who is placed
on definite or indefinite probation or suspension may be required
to meet periodically with the Judicial Programs Officer.
3. Removal of Sanctions. Upon completion
of the requisite period, a student who has satisfied any pertinent
conditions or requirements may submit a formal petition requesting
removal of a probationary sanction or reinstatement following
suspension. The petition shall be reviewed by the Judicial
Programs Officer who shall prepare a recommendation, and submit
the matter for determination by the appropriate. The court
shall consider the student’s petition as soon as practicable.
4. Records of Student Discipline.
Only disciplinary cases pending and currently active sanctions
of probation, suspension, or expulsion shall be noted as part
of a student’s transcript. Records of all disciplinary actions
and sanctions imposed pursuant to this Instrument shall be
maintained by appropriate offices in the Division of Student
Affairs as part of a student disciplinary record separate
from the transcript, and shall be retained for a period of
10 years from the date on which all appeal rights have expired
or have been exhausted, and thereafter destroyed, unless destruction
at the end of a lesser period shall be permitted in accordance
with a disciplinary records retention policy adopted by the
Chancellor upon recommendation by the Committee on Student
Conduct as provided in Section V. E. Files on pending cases
will be maintained indefinitely. Disciplinary files and records
of cases that resulted in “not guilty” findings shall be destroyed
immediately. Recordings or transcripts of judicial hearings
in which an accused student is found guilty shall be retained
for 12 months following the conclusion of any available appeal
and then destroyed.
IV. Procedural Rights of Students and Complainants
A. Rights of the Accused Student.
A student accused of a violation of the Honor Code under
Section II of this Instrument shall have the following rights:
1. Information and Informed Choices.
The right to examine this Instrument; to be advised of the
charge, the character of the evidence against him or her,
the alternatives for responding, the possible sanctions,
their rights, and their responsibilities to appear for relevant
proceedings; and to make choices of the student’s own free
will, including the choice to waive any rights provided
by this Instrument after receiving an explanation of the
possible consequences so long as any such waiver is made
in writing.
2. Presumption of Innocence. The
right to be presumed innocent until proven guilty, and
to plead not guilty without fear that the plea
itself (as distinct from any related lies or misrepresentations)
may give rise to a charge of lying should the student be
found guilty of violating the Honor Code.
3. The right to an assigned student counsel
or a student counsel of his or her own choosing,
provided that neither a licensed attorney nor a person who
has passed a state bar examination may serve as the investigator
of defense counsel or be present during proceedings; only
currently enrolled undergraduate students at UNC-Chapel
Hill may serve as investigator or defense counsel in cases
involving undergraduate students; and only currently enrolled
students, preferably from within the pertinent academic
program, may serve as investigators or counsel to the accused
student in cases involving graduate or professional students.
However, in the event the offense charged is also the subject
of criminal charges, the accused student may be accompanied
to the hearing by a licensed attorney and may confer with
the student during the hearing so long as the attorney does
not address the hearing panel, those hearing the appeal,
or other parties or witnesses, and so long as the attorney
does not delay or disrupt the proceeding.
4. Fair Hearing. The right to a
fair, impartial, and speedy hearing, including a separate
hearing upon request.
5. Self-Incrimination. The right
to refuse to respond to questions that would tend to be
self-incriminating.
6. Evidence and Witnesses. The
right prior to the hearing to review written evidence and
obtain a list of anticipated witnesses; to hear or face
witnesses testifying against him or her and question any
material witnesses; to challenge and rebut any evidence
or written testimony; to present material and character
witnesses; and to testify and present evidence in his or
her own behalf provided that such evidence is relevant to
the charge or other evidence presented and does not otherwise
infringe the rights of other students.
7. Proof Beyond a Reasonable Doubt. The right to
have an alleged offense proven beyond a reasonable doubt,
where “beyond a reasonable doubt” means a doubt that is
based upon reason and common sense after careful and impartial
consideration of all evidence, and does not mean a mere
“shadow of a doubt” or any conceivable doubt.
8. Appeals and Rehearing. The right
to pursue a subsequent appeal to the extent as specified
in this Instrument, and to be free from rehearing under
this Instrument for the same offense after being found not
guilty, except to the extent that a new hearing may be required
on an original charge pursuant to Appendix C.
B. Rights of the Complainant.
A complainant who asserts that an accused student has violated
the Honor Code shall have the following rights:
1. Notification.
In accordance with the Federal Family Educational Rights and
Privacy Act (FERPA), in cases of alleged academic misconduct,
the complainant has the right to be notified of the outcome
of the case if the complainant has a legitimate educational
interest in the outcome. A complainant who is an alleged victim
of an offense that involves the use, attempted use, or threatened
use of physical force against the person or property of another,
or is a felony that, by its nature, involves a substantial
risk that physical force may be used against the person or
property of another in the course of committing the offense,
has the right to be notified of the following matters, pursuant
to FERPA and policies of the University Board of Governors:
the name of the student assailant, the violation charged or
committed, the essential findings supporting the conclusion
that the violation was committed, the sanction if any imposed,
the duration of the sanction, and the date the sanction was
imposed.
2. Privacy. The right to have his
or her name or other personally identifiable information withheld
from release to the public, the press, or others who are not
directly involved in the case, by members of the Student Attorney
General’s Staff, any student court or University Hearings
Board, or the Office of the Vice Chancellor for Student Affairs.
3. Comments and Recommendations.
The right to challenge or to request the student attorney
general’s office to challenge the qualifications of any member
of a student court or University Hearings Board to hear the
case; the right to recommend the forum in which the case should
proceed as specified in Appendix C; the right to make a written
or oral statement during the sanctioning phase of a hearing;
and the right to notice and an opportunity to make an oral
or written statement in any proceeding for the removal of
a sanction of indefinite suspension or indefinite probation
in a case involving a student against whom the complainant
filed a complaint.
4. Presence. The right to be present
during court proceedings except during court deliberations,
the announcement of the judgment, the sanctioning phase or
any appellate proceedings as provided in Appendix C.
5. Additional rights in certain cases.
In certain types of cases, the complainant shall have additional
rights as stated below.
a. Academic dishonesty. The right of an instructor
to recommend a failing grade (as to a particular assignment,
course component or aspect, or the course as a whole), and
to have the recommended penalty imposed in the event that
the accused student is found guilty as charged.
b. Sexual misconduct. In offenses involving sexual misconduct
(section II. C.1. B):
...i. With the approval of the
Student Attorney General and the Judicial Programs Officer,
the right to request a student investigator of his or her
own choosing from within those available in the Student
Attorney General’s office after charges have been filed;
...ii. The right to be present
during court proceedings except court deliberations, evidentiary
proceedings, or appellate proceedings and to have a support
person present during the original hearing, any evidentiary
proceeding or any appeal;
...iii. In cases involving sexual
invasion (section II. C.1. B. Ii), the right to a closed
hearing when requested in writing (notwithstanding any request
to the contrary by the accused student) and to refuse to
testify without being charged with a violation based on
that refusal upon a determination by the Student Attorney
General after consultation with the Vice Chancellor for
Student Affairs that compelling circumstances prevent the
complainant from participating in the case;
...iv. The right for evidence
of other sexual behavior to be deemed inadmissible in a
hearing except as provided in Appendix C.
c. Other conduct involving injuries to persons. In offenses
involving other forms of conduct resulting in injuries to
persons under section II. C.1, the right to be present except
for any court deliberations (during an original hearing,
evidentiary proceeding, or appellate proceeding) to the
extent permissible under pertinent state and federal law.
C. Additional Student Rights.
From time to time, additional student rights may be created
or recognized by the University, including rights to privacy
and free expression set forth in Appendix D.
V. Honor System Officers, Responsibilities, and Structures
A. Student Honor System Officers
1. Undergraduate Honor System
a. Undergraduate Student Attorney
General.
...i. Appointment and Qualifications.
The Office of the Undergraduate Student Attorney General
shall be led by the Undergraduate Student Attorney General,
who shall be appointed by the Student Body President, with
the approval of the Student Congress, during the spring
semester and shall serve a term of 12 calendar months from
date of appointment or until a successor has been appointed.
Only undergraduate students who have attained at least second
semester sophomore status and who have at least two semester’s
experience on the Student Attorney General’s staff shall
be eligible for appointment.
...ii. Duties. The Undergraduate
Student Attorney General, and, as he or she may determine,
members of the Attorney General’s staff, shall be responsible
for performing the following functions:
(1) Recruitment, appointment, training, certification,
and oversight of members of the Undergraduate Student
Attorney General’s staff. The staff of the Undergraduate
Student Attorney General shall be responsible for investigating
all alleged violations of the Honor Code by undergraduate
students, providing defense counsel as requested, and
presenting matters to the Honor Court for resolution.
In making staff appointments, the Undergraduate Student
Attorney General should endeavor to assemble a staff whose
diversity reflects that of the student body as a whole.
In the event of disagreement between the Attorney General
and the Vice Chancellor for Student Affairs concerning
training or certification, the issue shall be decided
by the Committee on Student Conduct.
(2) Review and investigation of alleged violations of
the Code of Student Conduct. The Undergraduate Student
Attorney General (or his or her designee) shall receive
complaints of all alleged violations by undergraduate
students; investigate such complaints to determine whether
there is sufficient evidence to refer the incident to
the Honor Court; formulate and bring charges; advise students
to be charged concerning their rights, the availability
of counsel, and procedures to be employed; bring charges
to Honor Court; and respond to appeals as necessary.
(3) Contribution to cooperative efforts to strengthen
the campus Honor System. In cooperation with the Chair
of the Undergraduate Honor Court, the Undergraduate Student
Attorney General shall recommend to the Undergraduate
Student Body President one or more experienced candidates
(from among those who have served on the Attorney General’s
staff, members of the Honor Court, or other undergraduate
students) to serve as Honor System Outreach Coordinator.
The Undergraduate Student Attorney General shall also
serve as an appointed or ex officio member of the Committee
on Student Conduct, foster cooperation between the Student
Attorney General’s Office and the Office of the Undergraduate
Honor Court, work closely with the Faculty Advisory Panel
on the Honor System, and advise the Judicial Programs
Officer, Vice Chancellor for Student Affairs, Chancellor,
and Chair of the Faculty about matters relating to the
Honor System and Honor Code.
b. Office of the Undergraduate Honor Court.
...i. Appointment and Qualifications.
(1) Undergraduate Honor Court Chair. The Office
of the Undergraduate Honor Court shall be led by the Undergraduate
Honor Court Chair, who shall be appointed by the Undergraduate
Student Body President, with the advice of the outgoing
Chair and Vice Chairs, and shall be confirmed by Student
Congress, during the spring semester to serve for a term
of 12 calendar months or until a successor has been named.
The Chair shall have attained at least second semester
sophomore status and have at least a full two semester’s
experience on the Undergraduate Court prior to selection
in the Spring semester.
(2) Undergraduate Honor Court Vice Chairs. The Honor Court
Chair may be assisted by a minimum of two vice chairs
or additional vice chairs as the Committee on Student
Conduct determines to be necessary for it to conduct its
business. Vice Chairs shall have attained at least second
semester sophomore status and have at least a full semester’s
experience on the Undergraduate Court prior to selection.
Vice Chairs shall be selected by election among the members
of the Undergraduate Honor Court during the spring semester,
and serve for a period of 12 months or until successors
have been named.
(3) Members of the Undergraduate Honor Court. The Undergraduate
Honor Court shall be composed of a minimum of 25 undergraduate
students (including the chair and vice chairs), or a larger
number recommended by the Committee on Student Conduct
as necessary to conduct the Court’s business. Members
shall be appointed by the Student Body President, and
approved by Student Congress. Members of the Court shall
be recommended during the Spring semester by a nominating
committee composed of the outgoing and incoming Chair
and Vice Chairs, from among a pool of candidates who have
been members of the academic community for at least a
full semester (or two summer sessions). In reaching their
recommendations, the nominating committee shall consider
the candidacy of any interested undergraduate student;
endeavor to recruit candidates whose diversity reflects
that of the student body as a whole; conduct interviews
and evaluate personal qualifications using criteria designed
to assure effective operation of the Court. Members shall
be appointed for a 12-month term and shall serve until
successors are named.
...ii. Duties of the Chair and
Vice Chairs. The Chair of the Undergraduate Honor Court,
and, as he or she may determine, Undergraduate Honor Court
Vice Chairs, shall be responsible for the following duties:
(1) Recruitment, nomination, training, certification,
and oversight of members of the Undergraduate Honor Court.
Members of the Honor Court may not sit on a hearing panel
until they have been found to be knowledgeable concerning
the regulations, provisions, procedures, sanctions, and
functioning of the Honor System as delineated in this
Instrument, and accordingly certified as “qualified” by
the Chair of the Undergraduate Honor Court and the Vice
Chancellor for Student Affairs. In the event that the
Chair and the Vice Chancellor for Student Affairs disagree
over procedures or certification, the issue shall be decided
by the Committee on Student Conduct.
(2) Administration of the Honor Court. The Chair shall
assign hearing panels composed of the Chair or a Vice
Chair (as presiding officer) and the requisite number
of Court members to conduct hearings, and to serve on
University Hearings Boards. The Chair shall make such
assignments by random selection using a separate presiding
officer pool (composed of the Chair and Vice Chairs) and
a panel member pool (composed of the remaining members
of the court). The Chair shall also perform such other
duties as may be appropriate consistent with this Instrument.
(3) Contribution to cooperative efforts to strengthen
the campus Honor System. In cooperation with the Undergraduate
Student Attorney General, the Chair of the Undergraduate
Honor Court shall recommend to the Undergraduate Student
Body President one or more experienced candidates (from
among those who have served on the Attorney General’s
staff, members of the Honor Court, or other undergraduate
students) to serve as Honor System Outreach Coordinator.
The Chair of the Undergraduate Honor Court shall also
serve as an appointed or ex officio member of the Committee
on Student Conduct, foster cooperation between the Student
Attorney General’s Office and the Office of the Undergraduate
Honor Court, work closely with the Faculty Advisory Panel
on the Honor System, and advise the Judicial Programs
Officer, Vice Chancellor for Student Affairs, Chancellor,
and Chair of the Faculty about matters relating to the
Honor System and Honor Code.
...iii. Summer School: Special
Provisions. During summer session, the authority of the
Undergraduate Court shall be exercised by a Summer School
Court composed of members, who shall meet the minimum qualifications
and be chosen by the procedures set forth in Section V.
A.1. B. I.(3) and shall serve for the duration of the summer
session. Vacancies that exist at the beginning of or during
the summer session may be filled by appointment of the Student
Body President and confirmation by Student Congress. The
Chair of the Summer School Honor Court shall be appointed
by the Student Body President with the advice of the Chair
and Vice Chairs of the Undergraduate Honor Court and shall
be confirmed by Student Congress. Two vice chairs shall
be elected by the members of the Summer School Honor Court,
with preference for students who have attained at least
second semester sophomore status and who have with at least
a full semester’s experience. Hearing panels during summer
session shall be composed of a presiding officer who is
selected by random drawing from a pool of the Summer School
Chair and Vice Chairs, and members selected by random drawing
from a pool composed of the remaining members of the Summer
School Court.
c. Honor System Outreach Coordinator.
...i. Appointment. The Student
Body President, with the advice and concurrence of the Undergraduate
Student Attorney General and the Chair of the Undergraduate
Honor Court, and confirmation by Student Congress, shall
appoint an Honor System Outreach Coordinator. Candidates
for this position shall have attained at least second semester
sophomore status, and shall have extensive knowledge of
the Honor System, with preference given to individuals who
have served for at least two full semesters as a member
of the Honor Court or staff of the Undergraduate Attorney
General. The Honor System Outreach Coordinator shall serve
a 12-month term or until a successor is selected.
...ii. Duties. The Honor System
Outreach Coordinator or Coordinators shall be responsible
for coordination and promotion of outreach activities by
the Office of the Undergraduate Student Attorney General
and the Office of Undergraduate Honor Court; working with
the Faculty Honor System Advisory Committee to improve information
and education relating to academic integrity issues; working
with the student government and other student organizations
to foster information and education regarding student conduct
issues; and such other related coordination and outreach
activities as may be appropriate after consultation with
the Undergraduate Student Attorney General, Office of Undergraduate
Honor Court, graduate and professional school judicial system
officers, the Judicial Programs Officer, the Dean of Students,
and the Committee on Student Conduct. The Honor System Outreach
Coordinator shall also serve as an appointed or ex officio
member of the Committee on Student Conduct.
2. Graduate and Professional
School Honor Systems.
a. Graduate Student Honor System. The
graduate student governance agency shall appoint a graduate
school attorney general, and the chair and members of the
graduate school honor court, in accordance with its governance
and judicial structures. The Graduate School Honor System
shall be responsible for charges against students enrolled
in a degree program in the University’s Graduate School
or any course in post baccalaureate study except as provided
in paragraph b. Except as provided in Appendix C all other
sections of this Instrument shall apply.
b. Honor Systems for Graduate Students Enrolled in Designated
Professional School Programs. The student government
agencies of the Schools of Dentistry, Law, Pharmacy, and
Medicine shall operate their own courts and devise their
own judicial structures. The honor systems of the respective
professional schools shall be responsible for charges against
students enrolled in their respective programs for the degree
of DDS, JD, Pharm. D. or MD.
...i. Except as provided in Appendix
C, all other sections of this Instrument shall apply.
...ii. The student government
agencies and academic authorities of other professional
schools may request authorization to appoint a professional
school attorney general and the chair and members of a professional
school honor court, and to operate a judicial system responsible
for operation of the Honor System as it applies to students
enrolled in specified post- baccalaureate programs, by filing
a proposal describing the proposed judicial system and arrangements
for its operation with the Committee on Student Conduct.
After consultation with the affected parties, the Dean of
Students, and the graduate student governance agency, the
Committee on Student Conduct may recommend that this Instrument
be amended to authorize the establishment of the proposed
professional school honor court, in accordance with procedures
set forth in section VII. B of this Instrument. Except as
provided in Appendix C, all other sections of this Instrument
shall apply to all professional school judicial systems
applicable to post-baccalaureate students.
B. Faculty Honor System Advisory Committee
1. Appointment. The Chair
of the Faculty shall appoint a five-member Faculty Honor System
advisory committee, drawn from faculty members with interest
and experience concerning the campus Honor System. In making
the requisite appointments, the Chair of the Faculty shall
take into account recommendations by the Undergraduate Student
Attorney General, the Chair of the Undergraduate Honor Court,
and the Graduate Student Attorney General. In making appointments,
the Chair of the Faculty should strive to maintain a committee
that is broadly representative (in terms of academic units
and faculty rank), and possesses relevant expertise (such
as experience with legal systems, knowledge of undergraduate
and graduate-level issues, experience with instructional development,
and awareness concerning the operation of the Honor System).
Members of the advisory committee shall serve for overlapping
three-year terms or until their successors have been appointed.
2. Duties. The Faculty Honor System Advisory Committee
shall have the following duties: providing advice when appropriate
to the Undergraduate and Graduate School Attorneys General
regarding difficult academic charge decisions; communicating
to student judicial officers information regarding faculty
concerns or suggestions for improvement of the Honor System;
assisting the student judicial officers with outreach and
educational activities to involve academic departments and
the greater campus community in discussion of issues of honor
and integrity; assisting in the development of training materials
for use in the Honor System; serving as a source of expertise
and advice on educational sanctions; and such other duties
as may be appropriate to bolster the effectiveness and smooth
operation of the Honor System.
The Chair of the Faculty, in consultation with the chair of
the Committee on Student Conduct, shall establish a standing
panel of at least 30 faculty members whose interest and expertise
qualifies them for service on University Hearings Boards charged
with responsibilities to hear original or appellate matters
pursuant to this Instrument. The faculty panel should be drawn
from a cross-section of departments, disciplines, and ranks
of faculty in order to provide a diverse and representative
pool of faculty who are known and respected by their peers.
Appointments to the faculty hearing board panel shall be for
three years. All members of the Faculty Hearings Boards Panel
shall be provided relevant training concerning the operation
of the campus honor system and other related matters.
D. Judicial Programs Officer.
The Vice Chancellor for Student Affairs shall provide requisite
resources and appoint necessary personnel to support the Honor
System, including a Judicial Programs Officer who shall perform
the following functions:
1. Coordinator. Serve as the designate of the Vice
Chancellor for Student Affairs in coordinating and advising
the Honor System.
2. Adviser. Provide reports, monitor
data, evaluate and apprise the Vice Chancellor for Student
Affairs, the Committee on Student Conduct, and other University
officers of matters regarding student conduct and the Honor
System.
3. Supervisor. Supervise compliance
with conditions and requirements imposed upon students and
groups subject to disciplinary sanction, including, as appropriate,
scheduling mandatory conferences with students placed on probation
and with student officers of organizations with an active
sanction, overseeing compliance by students and student organizations
with the terms of disciplinary sanctions, and providing reports
and recommendations to the courts concerning removal of sanctions.
4. Trainer. Provide support and oversight
of training of Court members, Student Attorney General’s staff,
and faculty members serving as members of the Honor System
Advisory Committee and University Hearings Boards.
5. Outreach and Program Planner.
Working with students, faculty, and staff, develop strategies,
materials, resources, and programs to inform members of the
University community about the Honor Code and Honor System.
E. Committee on Student Conduct.
1. Appointments and Terms.
The Committee on Student Conduct shall be composed of three persons
appointed by the Chancellor, three members of the Faculty selected by
the Chair of the Faculty, and six students (four undergraduate and two
graduate/professional students who are representative of their student
constituencies as well as the diversity of the student community).
Student members shall be selected through an application process by the
Student Body President, or designee, and by the President of the
Graduate and Professional Student Federation, or designee,
respectively. All Attorneys General, Court Chairs, and Outreach
Coordinators shall serve as non-voting ex officio members. In no case
shall a member’s term of appointment be less than one year or more than
three years. Although it is not mandatory, the Chair of COSC shall
usually be a member of the University faculty or a Chancellor’s
appointee who has been a member of COSC for one or more years or who
has experience in student judicial matters. The Chair shall be elected
for a one-year term at the beginning of the fall semester by a majority
of Committee members.
2. Procedures. The Committee shall
meet regularly, or upon call by the Chair, or by a petition
from a majority of the members of the Committee presented
to the Chair. A quorum shall consist of four students, two
faculty members, and two appointees of the Chancellor. A quorum
is not required for Committee action. Action taken without
a quorum, however, shall not become effective until five calendar
days have elapsed following the transmittal of the Committee
minutes describing such action. If within the five-day period
any Committee member files with the Chair a request for review
of the action taken, the action will be held in abeyance until
reviewed by the Committee when a quorum is present. A majority
vote of those present at the meeting shall be determinative
of any issue.
3. Responsibilities. The Committee
shall have the following responsibilities:
a. Overseeing the operation of this Instrument
and the Honor System;
b. Developing, promulgating, and monitoring policies and
guidelines regarding operational procedures for implementation
of this Instrument and the Honor System as provided in Section
VI;
c. As necessary and appropriate, interpreting this Instrument
and developing guidelines and policies regarding its meaning
and operation, including but not limited to designation
of offenses as “minor” or “serious” as provided under policies
of the University Board of Trustees or Board of Governors;
d. Advising student judicial officers, the Judicial Programs
Officer, Vice Chancellor for Student Affairs, and the Chancellor
regarding the Instrument and the Honor System as appropriate.
e. Proposing, reviewing, and coordinating action on amendments
to this Instrument appropriate to its increased effectiveness;
f. Performing such other duties as specified in this Instrument;
and
g. Reporting to the Chancellor, Faculty Council, and Student
Congress annually in writing.
VI. Operational Procedures
The Committee on Student Conduct shall develop policies
and guidelines relating to the its implementation and the operation
of the Honor System including, but not limited, policies and
guidelines regarding reports of violations, initiation of charges,
authority of the courts, procedural protections relating to
evidence and witnesses, proceedings of student courts and University
Hearings Boards, expedited hearing panels, appeals, and other
specific arrangements for the effective operation of the Honor
System. All such guidelines and policies shall be promulgated
as part of Appendix C to this Instrument in accordance with
the procedures for amendment set forth in Section VII.
VII. Amendments
A. Proposed Amendments.
Amendments to any provision of this Instrument may be proposed
by the Chancellor, the Faculty Council, the Student Congress,
or the Committee on Student Conduct.
B. Approval of Amendments.
1. Amendments to Sections I-VII
of the Instrument. Amendments to this Instrument will
become effective when approved by the Student Congress, the
Faculty Council, and the Chancellor.
2. Amendments to Appendix C. Amendments
to Appendix C may be proposed from time to time by the Committee
on Student Conduct as a means of improving the operational
performance of the Honor System or providing additional guidance
its meaning and interpretation. Amendments to Appendix C will
become effective when approved by the Chancellor, upon the
recommendation of the Committee on Student Conduct, without
formal action by Student Congress and Faculty Council, provided
that the Committee on Student Conduct provides Student Congress
and the Faculty Council with written notice of any such proposed
amendment and that Student Congress and the Faculty Council
are afforded at least 30 calendar days during the academic
year in which to advise the Chancellor of their views prior
to any action by the Chancellor to approve or reject a proposed
amendment.
Appendices
A. Expanded Statement of Commitment by Students and Faculty
B. Statement of Faculty Responsibilities Under the Honor Code
(as adopted by Faculty Council)
C. Operational Procedures for the Honor System
D. Statement of Student Rights to Privacy and Free Expression
Appendix A: Expanded Statement of Commitment by Students and Faculty
I. Students. In order to ensure effective functioning of an Honor System worthy of respect in this institution students are expected to:
A. Conduct all academic work within
the letter and spirit of the Honor Code, which prohibits the giving or
receiving of unauthorized aid in all academic processes.
B. Consult with faculty and other sources to clarify the
meaning of plagiarism; to learn the recognized techniques of proper
attribution of sources used in the preparation of written work; and to
identify allowable resource materials or aids to be used during
examination or in completion of any graded work.
C. Sign a pledge on all graded academic work certifying that
no unauthorized assistance has been received or given in the completion
of the work.
D. Comply with faculty regulations designed to reduce the
possibility of cheating -- such as removing unauthorized materials or
aids from the room and protecting one's own examination paper from the
view of others.
E. Maintain the confidentiality of examinations by divulging
no information concerning an examination, directly or indirectly, to
another student yet to write that same examination.
F. Treat all members of the University community with respect and fairness.
G. Report any instance in which reasonable grounds exist to
believe that a student has given or received unauthorized aid in graded
work or in other respects violated the Honor Code. Such report should
be made to the Office of the Student Attorney General, the Office of
the Dean of Students, or other appropriate officer or official of their
college or school.
H. Cooperate with the Office of the Student Attorney General
and the defense counsel in the investigation and hearing of any
incident of alleged violation, including the giving of testimony when
called upon. Nothing herein shall be construed to contravene a
student's rights enumerated in Section
IV.A.1 of this Instrument.
The offenses set out in Section II of the
Instrument, not this listing of responsibilities, shall be the basis
for determining chargeable offenses under the Honor Code.
II. Faculty. Academic work is a joint
enterprise involving faculty and students. Both have a fundamental
investment in the enterprise and both must share responsibility for
ensuring its integrity. In relation to the Honor Code, therefore,
specific responsibilities of the faculty that parallel the
responsibilities of students have been formally adopted by the Faculty
Council as stated in Appendix B.
III. Shared Aspirations. These
responsibilities are the minimum expected of members of the student
body and the faculty. They are not mutually exclusive, and the failure
of a student or a faculty member to live up to the stated expectations
does not lessen or excuse any failure of the other to comply with
relevant requirements.
Appendix B: On Faculty Responsibilities
in Relation to the Honor Code (Faculty Council Resolution
2003-5, dated January 17, 2003)
Whereas faculty members
and students at the University of North Carolina at
Chapel Hill
share a commitment to the pursuit of truth, and the dissemination
of knowledge to succeeding generations of citizens devoted
to the high ideals of personal honor and respect for the
rights of others; and Whereas, these goals can only
be achieved in
a setting in which intellectual honesty and personal
integrity are highly valued; others are trusted, respected,
and
fairly
treated; and the responsibility for articulating and
maintaining high standards is widely shared; and Whereas
the University
can effectively set and maintain high standards for academic
integrity only through the individual and collective
commitment
of its faculty to this end; and Whereas the Faculty Council,
on behalf of the faculty, wishes to provide renewed
guidance
to colleagues on how best to achieve this important objective;
now therefore the Faculty Council resolves:
Academic work is a joint enterprise involving faculty
and students. Both have a fundamental investment in
the enterprise
and share responsibility for ensuring its integrity.
Therefore, the specific actions enumerated below are
declared to be those
which are included in, but do not exhaust the responsibility
of the faculty in relation to the Honor Code.
I. Awareness
To assure that community-wide
expectations regarding academic integrity are understood
and communicated,
and that students are held accountable for conforming
their
conduct to such expectations, faculty members, teaching
assistants and other instructional personnel should
become familiar with the University Honor System (embodied
in
the
Instrument of Student Judicial Governance and related
documents) and other sources of information about instructional
practices
that foster a strong commitment to academic integrity.
Deans, department chairs, advisors, and others responsible
for
academic units and support services related to the
University’s
academic mission should aid instructional personnel
in achieving
this objective.
II. Communicating Expectations and Administering Examinations
To assist students in complying with
their responsibilities relating to academic integrity,
faculty members, teaching
assistants, and other instructional personnel should
A. Use good judgment in setting and communicating
clear ground rules for academic work conducted under their
supervision (for example by stating expectations as part
of course syllabi, identifying materials that may or may
not be used in completing assignments, and indicating
the extent of collaboration that is or is not permitted).
B. Require students to sign the honor pledge as a condition
of submitting academic assignments.
C. Take steps to prevent unauthorized access to examinations
during development, duplication, and administration.
D. Avoid re-using prior examinations in whole or part
to the extent possible in keeping with sound academic
judgment (such as when warranted as part of an assessment
system that relies upon recurring use of a pool of pre-tested
and validated multiple choice questions, when security
is assured, or when questions are placed on reserve or
otherwise made available in advance to all students on
an even-handed basis).
E. Take all reasonable steps consistent with physical
classroom conditions to reduce the risk of cheating during
the administration of examinations.
F. Maintain proper security during the administration
of examinations including as appropriate overseeing distribution
and collection of examinations and proctoring the examination
session.
III. Oversight
In the event of student misconduct
that appears to violate the requirements of the Honor Code,
faculty
members, teaching assistants, and other instructional
personnel should:
A. Report to the appropriate Student Attorney
General any instance in which the instructor has
reasonable basis to conclude that a student under the faculty
member’s
supervision has engaged in academic dishonesty or
substantially assisted another to do so in connection
with academically
related work. Such reports should include a brief
description of the suspected academic dishonesty
including surrounding
facts and circumstances, and may, if the faculty
member chooses, incorporate a recommendation as to
the appropriate
sanction or disposition from among those available
in
the event the student is found guilty (such as whether
a failing grade would be implemented as to a particular
course assignment, component or the course as a whole).
B. In the instructor’s discretion, notify the student
of the instructor’s intention to report the suspected
academic dishonesty and permit the student to provide
relevant further information if the student chooses
to
do so.
C. Refrain from taking unilateral punitive action as to
a student rather than reporting conduct in suspected violation
of the Honor Code.
D. Cooperate with representatives of the student judicial
system (including the appropriate Student Attorney General,
defense counsel, honor court personnel, and the judicial
program officer) in conducting necessary investigation,
providing testimony or other evidence, recommending appropriate
sanctions, or otherwise bringing the matter to prompt
conclusion.
IV. Involvement
To bring to bear requisite
faculty judgment regarding the nature and importance
of academic integrity,
and to nourish a strong campus-wide understanding and
commitment to associated intellectual and personal values,
faculty
members, teaching assistants, and other instructional
personnel should:
A. Explore issues of integrity in connection
with instructional activities where relevant and appropriate.
B. Encourage their academic units to take matters of academic
integrity seriously, become informed regarding related
problems and advisable means of preventing problems from
arising, and provide requisite training and support to
instructional personnel.
C. Participate upon request as part of educational initiatives,
faculty advisory panels, and University Hearing Boards
designed to create, nurture, and enforce high standards
of academic integrity within the University community.
APPENDIX C: Operating Procedures for
Implementation of the Honor System
A. Reports of Possible Violations
1. Initial Report. A member of
the University community who observes what he or she
believes to be a violation of
the Honor Code shall promptly submit a short, written
report to the applicable student attorney general in which
he or
she identifies the student or students believed to be
responsible and describes relevant facts in support of
the allegations,
including a description of the conduct in question and
attendant circumstances. A faculty member who suspects
that a student
has committed a violation of the Honor Code relating
to academic dishonesty may also recommend an appropriate
sanction as
part of the report of the alleged conduct or by communicating
his or her views to the relevant Student Attorney General.
If the faculty member chooses to do so, he or she may
notify the student of the faculty member’s intention
to report the suspected violation, and give the student
the opportunity
to provide additional information if the student chooses
to do so after the student reviews his or her rights
under the Instrument. Private action by a faculty member
as a sanction
for academic dishonesty is inconsistent with faculty
policy as promulgated by Faculty Council and embodied in
Appendix
B and may not be used in lieu of or in addition to a
report of the incident.
2. Notice, Review, and Investigation.
The applicable student attorney general shall review
and investigate reports of
Honor Code violations that have been referred by members
of the University community or by police authorities
or citizens outside the University community because of
the possible
implications of the conduct in question for protection
of the University’s interests. Anonymous charges
shall not be permitted. The appropriate student attorney
general
or Judicial Program Officer shall notify the accused
student promptly once a report has been received.
B. Initiation of Charges
1. Charge and Notice to Appear.
The applicable student attorney general or his or her
designee shall review the
report of alleged misconduct and conduct a preliminary
investigation prior to determining whether charges under
the Honor Code
should be filed. Under ordinary circumstances, charge determinations
should be made within 30 days, provided that an extension
of up to an additional 30 days may be permitted for good
cause as determined by the applicable student attorney
general or for up to an additional 60 days under exceptional
circumstances
with the concurrent of the Judicial Programs Officer. If
the applicable student attorney general determines that
there is a reasonable basis for concluding that a student
has violated
the Honor Code, he or she shall notify the accused student
or students in writing by certified mail of the student
attorney general’s intention to commence an action under the
Instrument of Student Judicial Governance, the charges to
be pursued, the underlying allegations and factual basis
for the charges, possible sanctions, and the student’s
procedural rights. In all instances in which charged offenses
could result in expulsion, the notice shall include this
possibility and must specify that expulsion precludes matriculation
at any UNC constituent institution. The notice shall also
advise the accused student of the need to schedule a preliminary
conference, and may specify the date and time of the anticipated
hearing on the charges, so long as the date specified is
at least 10 calendar days from the date on which the date
written notice is received by the accused student. The
applicable student attorney general shall also advise the
Judicial Programs
Officer of the proposed action by copy of the communication
notifying the student.
2. Preliminary Conference and Hearing Date. A preliminary
conference shall be scheduled between the Student Attorney
General or his or her designee and the accused student
at least 10 calendar days before an anticipated hearing
date on the charges. At the conference, the Student Attorney
General or his or her representative shall inform the
accused student in detail of the charges against him
or her, the
character of the evidence, alternatives available in
responding to the charge including acknowledgement of
responsibility
and implications, possible sanctions, and procedural
rights. In the Student Attorney General’s discretion,
if the requirements set forth in section B.3 of Appendix
C
are met, he or she may also advise the accused student
of the possibility of proceeding through an expediting
hearing process as described in section F of Appendix
C rather than under the full hearing process described
in
section E of Appendix C. If a hearing date is not specified
in the notice of the charge, written notice of the hearing
date must be provided to the accused student at the preliminary
conference or sent to the student to be received not
less than five calendar days before the proceeding is
scheduled
for hearing, unless the accused student agrees to an
earlier hearing date, or either the accused student or
the designated
student attorney general requests a reasonable extension
of time to prepare for the hearing and mutually agree
to the requested extension or the extension is approved
by
the Judicial Programs Officer in the event of dispute.
3. Recommendation and Referral for
Expedited Sanctioning in Instances in Which Student
Accepts Responsibility. The
Student Attorney General may, in his or her discretion,
and in consultation with the Judicial Programs Officer,
determine
that a matter should be referred to an Expedited Hearing
Panel of the Honor Court as described in section F of
Appendix C rather than for a full hearing as described
in section
E of Appendix C provided that all of the following conditions
apply: (a) the accused student admits fault and takes
responsibility in writing for the conduct and related offense;
(b) the evidence
is sufficiently clear so that the student’s guilt
for the offense to be charged has been demonstrated without
additional
review under section E of Appendix C; (c) the accused
student agrees in writing to proceed before an Expedited
Hearing
Panel after receiving pertinent information about his
or her rights under this Instrument; and (d) the Student
Attorney
General submits a written recommendation and referral
that addresses each of the conditions set forth above.
4. Relation to Action in State or Federal Courts. In instances
when action is either pending or completed against a student
in a state or federal court and when the University's interests
are at issue, the Student Attorney General and the Vice Chancellor
for Student Affairs will make a determination as to whether
the protection of the University's interests requires action
by the University. If the Student Attorney General and the
Vice Chancellor for Student Affairs cannot agree on the determination,
the issue shall be decided by the Committee on Student Conduct.
5. Academic Progression while Honor Court case is pending. A student
may not graduate while the subject of an Honor System case.
C. Authority of the Honor Court
A hearing
on charges that a student or students have violated the
Honor Code shall
be held by the court with the authority granted under the
Instrument of Student Judicial Governance over the matter
or a University Hearings Board as provided below.
1. Undergraduate Honor Court. The Undergraduate Honor Court
shall have authority to hear all matters involving violations
of the Honor Code except those within the authority of the
Graduate or Professional School Courts, those cases reserved
to the University Hearings Board in section C.5 of Appendix
C, and those cases reserved for the Summer School Court under
section C.2 of Appendix C.
2. Summer School Court. The Summer School Court shall have
authority to hear all matters that fall within the authority
of the Undergraduate Honor Court during the summer session
including any matter pending before the Undergraduate Honor
Court at the end of the spring semester and violations occurring
during the summer session,.
3. Graduate School Court. The Graduate
School Court shall have authority to hear all matters
concerning alleged violations
of the Honor Code by students who are enrolled in a degree
program in the University’s Graduate School or
any other course in post-baccalaureate study, except
as specified
in section C.4 of Appendix C (relating to professional
school courts) or section C.5 of Appendix C (relating
to cases referred
to the University Hearings Board).
4. Professional School Courts. The Professional School Courts
shall have authority to hear all matters concerning alleged
violations of the Honor Code by students who are enrolled
in the Schools of Dentistry, Law, Medicine, and Pharmacy
as candidates for a degree of DDS, JD, MD, or Pharm.D, except
as specified in section C.5 of Appendix C (relating to cases
referred to the University Hearings Board).
5. University Hearing Board. The University Hearings Board
shall have authority to hear in the following cases:
a. Cases otherwise within the authority of the student
courts when the appropriate student attorney general and
the Vice Chancellor for Student Affairs determine that circumstances
make such authority inappropriate as a result of verifiable
medical or psychological complications, the inability of
the student court to provide a speedy hearing; or other considerations
that make the case inappropriate for hearing and decision
by a student court.
b. Cases in which an accused student, with the concurrence
of the appropriate student attorney general, requests in
writing a University Hearings Board because of significant
disparities in age of the accused student and members of
the student court, or significant inconvenience in scheduling
an appearance before the student court due to geographic,
family, occupational, or other circumstances.
c. Cases in which a student changed under the Honor Code
chooses to accept responsibility for his or her conduct and
requests in writing an expedited hearing before the University
Hearings Board rather than before an expedited hearing panel
as described in section F of Appendix C.
d. Cases involving alleged violations of the Honor Code
that would fall within the authority of any student court
has ceased to exist, or cannot or does not exercise its authority
to hear the matter.
D. Procedural
Protections
1. General Protections. Students charged with Honor Code
violations and complainants alleging such violations shall
be afforded the detailed procedural rights set forth in Section
IV of the Instrument of Student Judicial Governance.
2. Evidence in Cases Involving Sexual Invasion (Section
II.C.2.b.ii of the Instrument)
a. Limited Admissibility. In cases
involving offenses under section II.C.2.b.ii of the Instrument
of Student Judicial
Governance the following rules of evidence will apply with
regard to “sexual behavior” including sexual
activity of the complainant other than the sexual act on
which the charge is based. Evidence of the sexual behavior
of the complainant of a sexual assault, when offered by the
student charged, is inadmissible in the hearing on the charge
unless such behavior was between the complainant and the
accused, is evidence of specific instances of sexual behavior
offered for the purpose of showing that the act or acts charged
were not committed by the accused, is evidence of an occurrence
or occurrences of sexual behavior so distinctive and so closely
resembling the accused student's version of the alleged encounter
with the complainant as to tend to prove that the complainant
consented to the act or acts charged, or is evidence of sexual
behavior offered as the basis of expert psychological or
psychiatric opinion that the complainant fantasized or invented
the act or acts charged. Sexual behavior otherwise admissible
under this section may only be proved by evidence of specific
acts and may not be proved by reputation or opinion. Until
a determination is made under this section that specific
evidence is admissible, no reference to the complainant’s
alleged behavior shall be made in the presence of the court
and no evidence of this behavior shall be introduced at
any time during the hearing.
b. Determination of Admissibility. Prior to the time the
case is set for hearing, the person seeking to introduce
such evidence shall apply to the Judicial Programs Officer
for a determination of its admissibility. The Judicial Programs
Officer shall convene a three-person University Hearings
Board panel composed of one faculty member, one student from
the court having authority to hear the matter, and one administrator
designated by the Vice Chancellor for Student Affairs, to
consider evidence and arguments of the student charged and
the investigator acting on behalf of the appropriate student
attorney general. Procedures shall apply and a record of
the hearing shall be made in accordance with section E.2-E.6
of Appendix C. The person seeking to introduce the evidence
must establish the basis for its admissibility. The University
Hearings Board panel shall determine the admissibility of
the evidence and state in writing its findings, setting out
the specific purpose for which the evidence is admissible
and the reasons supporting the finding. Its determination
on the admissibility of the evidence shall be conclusive
and no separate appeal of the admissibility finding shall
be allowed. The court in the full proceeding on the charge
of sexual invasion must, however, determine the probative
value and weight of the evidence, including the credibility
of witnesses, as in the case of any other evidence. A finding
of admissibility of such evidence may be reviewed only in
an appeal of a determination of court rendering a final judgment
on the merits of the charge of sexual invasion under section
II.C.2.b.ii of the Instrument.
E. Proceedings by Student Courts or University
Hearings Board Panels Exercising Original Authority
Except
in instances
in which the Student Attorney General has recommended and
the accused student has agreed in writing to proceed under
section F of Appendix C, the following requirements shall
apply.
1. Composition of Hearing Panels.
a. Student Court panels. Hearing panels of the Undergraduate
Court shall be composed of a presiding officer selected
by random drawing from a pool composed of the chair and
vice chairs of the pertinent court, and four additional
members selected by random drawing from a pool composed
of the remaining members of the pertinent court. Hearing
panels of the graduate school and professional school courts
shall be determined according to procedures established
pursuant to the governance systems established by these
schools.
b. University Hearings Board panels exercising original
authority under section C.5 of Appendix C. University Hearings
Board panels exercising original jurisdiction under section
C.5 of Appendix C shall be composed of two faculty members
selected from among those serving on the Faculty Hearings
Board Panel, one designee of the Vice Chancellor for Student
Affairs (serving as Chair), and two students designated
by the chair of the appropriate student court having authority
with regard to matter being heard.
2. Presiding officer. The presiding
officer shall direct and control the proceedings before
the court or University
Hearings Board. The presiding officer shall be responsible
for determining whether all members of the hearing panel
are qualified to sit on the matter and have disclosed
any information that may bear on their ability to proceed
in
a fair and impartial manner. The presiding officer shall
also be responsible for maintaining proper decorum, including
the conduct of parties and counsel toward witnesses.
Subject to review by the hearing panel, the presiding officer
shall
have the power to limit the introduction of evidence,
testimony of witnesses, and argument of the parties to
matters that
are relevant and significant. The presiding officer shall
also be responsible for announcing the decision of the
hearing panel with regard to the guilt of the charged student
and
the sanctions to be imposed, and for promptly submitting
a written summary of the hearing panel’s findings,
conclusions, ruling, and rationale.
3. Responsibilities of members of hearing panel. The members
of the hearing panel shall be responsible for hearing and
reviewing the charges and evidence in a fair and impartial
manner. In any instance in which a member of the hearing
panel is aware of matters that may affect his or her ability
to hear a matter fairly and impartially, he or she shall
make prompt disclosure of such information and request that
the remaining members of the hearing panel determine whether
he or she should proceed after an opportunity is provided
to the charged student and the other members of the panel
to ask questions.
4. Participation in hearing. All
hearings pursuant to this Instrument shall be closed,
unless the charged student, in
cases other than those involving sexual invasion under
section II.C.1.b.ii of the Instrument, requests in writing
that the
hearing be open. The complainant in instances in which
the charged student is accused of an offense involving
injury
to persons under section II.C.1 of the Instrument shall
have the right to be present and to be accompanied by a
support
person (relative, friend or individual providing counsel
other than legal counsel) during the original hearing,
any evidentiary proceeding, or any appeal, provided, however,
that the support person who may not participate in the
hearing
itself. In cases involving undergraduate students, the
member of the Student Attorney General's staff investigating
the
case and the charged student’s counsel must be undergraduate
students currently enrolled at UNC Chapel Hill. In cases
involving graduate or professional students, it is preferred,
but not required, that the investigator and defense counsel
be graduate or professional students under enrolled in
the same school or program as the accused student, otherwise
the investigator or defense counsel must still be students
currently enrolled at UNC Chapel Hill. In any court, neither
a licensed attorney nor a person who has passed a state
bar
examination may serve as the investigator or the defense
counsel or be present during the proceedings in support
of either.
5. Respect for impartiality. During the pendancy of a
proceeding or related deliberations, no interested party
shall approach
any member of the hearing panel other than at the panel’s
request. Any attempt to approach any member of the hearing
panel inappropriately shall itself constitute a violation
under this Instrument.
6. Conduct of the hearing. The hearing shall proceed as
follows:
a. Recording of Proceedings and Security of Records. The
presiding officer shall inform all participants in a hearing
that a record shall be maintained of the proceedings, and
shall designate a member of the hearing panel to be responsible
for recording all oral statements made at the hearing, receiving
all written evidence accepted by the hearing panel, and taking
such other clerical action as directed by the presiding officer.
The presiding officer and the Judicial Programs Officer shall
be responsible for the security of all records of the proceedings.
b. Student Response to Charge. The
presiding officer shall state the charge in the
presence of the accused student and
other members of the hearing panel, and the student
charged may accept responsibility; plead not guilty;
move to
terminate the hearing on grounds that the court or
hearing panel lacks
the authority to hear the case; or move to postpone
the hearing on grounds that he or she has not received
a written
Notice
to Appear, has not been fully informed of the charge
and is unable to make an adequate defense, or has not
been granted
a properly conducted preliminary conference. The
hearing panel shall be responsible for determining whether
to
grant a charged student’s motion to terminate
or postpone the hearing. If a defendant, without justification,
does
not appear for or remain at the hearing, the hearing
panel may proceed in the defendant's absence.
c. Presentation of Charges. The appropriate student attorney
general or his or her representative shall state the charges
against the charged student, and present witnesses and written
evidence or testimony in support of the charges, subject
to the right of the charged student or his or her counsel
to refute the case.
d. Access to Evidence and Witnesses. Both the representative
of the appropriate student attorney general and the defense
shall have the power to compel the appearance of persons
from the University community who can provide substantial,
relevant evidence or who can testify to the character of
those involved in the matter charged. Failure of a student
to respond to such a Notice to Appear will subject him or
her to action under the Instrument unless the absence is
satisfactorily justified, in writing, to the Student Attorney
General who issued the Notice to Appear. In order to assure
fairness and procedural due process, faculty members and
other University employees who possess substantial, relevant
evidence in a given case are expected to honor any request
to appear issued by a hearing panel acting with authority
under the Instrument.
e. Questioning of Witnesses. All witnesses and parties may
be questioned by the student attorney general or his or her
representative, the accused student and his or her counsel,
members of the hearing panel, and the complainant, except
in instances in which the individual being question asserts
the right against self-incrimination.
7. Deliberations and Judgment. Immediately upon conclusion
of the initial phase of the hearing, the hearing panel shall
deliberate in private and determine whether the accused student
or students have been shown beyond a reasonable doubt to
have violated the Honor Code as charged, and determine the
sanctions to be imposed. In extraordinary circumstances,
the presiding officer may postpone deliberation or sanctioning
and reschedule the hearing to the next available date.
a. Finding of Guilt. For purposes
of the Instrument of Student Judicial Governance, “beyond a reasonable doubt” means
a doubt that is based upon reason and common sense after
careful and impartial consideration of all evidence, and
not a mere “shadow of a doubt” or any conceivable
doubt. The hearing panel’s decision shall rest solely
on the evidence presented in the hearing, and shall be reached
following deliberation by use of a secret ballot. The hearing
panel may reach one of the following judgments: (a) not guilty,
(b) guilty, or (c) guilty of a portion of the charges stated.
In order to find a student guilty, at least 3 of the 5 members
must vote guilty. In the event that the Court (with the accused
student’s consent) is proceeding with fewer than
five members, at least 3 of the members present must vote
guilty
in order to find a student guilty.
b. Error in Initial Charge. The hearing panel may also
determine that an error has been made in the charge against
the student, and may correct the error by rewriting the
charge to conform to the appropriate charge, in which case
the hearing panel shall afford the accused student with
the option of having the existing panel deliberate upon
the new charge or requesting a new hearing.
c. Determination of Sanctions. In instances in which the
hearing panel determines that the accused student is guilty
or guilty in part, it shall determine the sanctions to be
applied, as provided in section III of the Instrument.
d. Announcement and Transmittal
of Judgment. After the hearing panel reaches its judgment,
the presiding officer shall announce
the judgment and sanctions in the presence of the accused
student. The presiding officer shall submit a written
summary of the hearing panel’s conclusions, rationale,
verdict, sanctions, and applicable appeal rights to the
accused student
and the Judicial Programs Officer as soon as practicable
but in no event more than 10 days from the date on which
the judgment is announced.
F. Expedited
Hearing Panels
1. Undergraduate Court Expedited Hearing Panels.
a. Composition. The Chair of the Undergraduate Court shall
as necessary designate expedited hearing panels to hear matters
referred to the Court by the Undergraduate Attorney General
as provided in section B.3 of Appendix C. Expedited hearing
panels shall be composed of three members of the Undergraduate
Honor Court, including the Chair or a designated Vice Chair
who shall serve as presiding officer, and two additional
members selected for their experience and competence in dealing
with the assignment of sanctions.
b. Functions and Procedures. An
expedited hearing panel shall be responsible for determining
the appropriate sanctions
to be imposed in instances in which a student has agreed
to take responsibility for the conduct giving rise to a
charge under the Honor Code and the matter has been referred
by
the student attorney general as one in which requisite
conditions specified in section B.3 of appendix C have
been satisfied
and sanctions may be immediately imposed. The accused student
may be assisted by counsel as provided in section IV.A.3
of the Instrument, and the student attorney general may
present relevant evidence and recommendations regarding
the appropriate
sanctions through a designated staff investigator or written
materials according to his or her discretion. The complainant
shall also be entitled to present comments regarding the
appropriate sanctions in person or in writing for consideration
by the panel, as provided in section IV.B.3 of the Instrument.
The expediting hearing panel shall carefully consider the
evidence of the student’s conduct and recommended sanctions,
allow the accused student to present comments, discuss with
the accused student the implications of his or her conduct
for the University community, and impose appropriate sanctions
from among those available under the Instrument, including
at least the minimum sanction provided in Section III. of
the Instrument. The chair of the expedited hearing panel
shall maintain a record of the proceedings as provided in
section E.6.a, and shall provide a rationale for the panel’s
decision as promptly as practicable as provided in section
E.7.d of Appendix C.
c. Appeals. A student who has accepted responsibility and
agreed in writing to proceed before an expedited hearing
panel may appeal only on grounds of severity of sanctions
or violation of basic rights, as provided in section G.1.c.ii-iii
of Appendix C.
2. Expedited Hearing Panels in Graduate and Professional
School Courts. Expedited hearing procedures for purposes
of determining sanctions may be adopted by the graduate and
professional school courts in accordance with the governance
systems in effect.
G. Honor Court Alternative Resolution
1.
At the discretion of the applicable student attorney general, and with
the concurrence of the Judicial Programs Officer, the Student Attorney
General may offer a student the option of attempting to resolve a
pending Honor Court case via an Honor Court Alternative Resolution. The
student may accept the option an Honor Court Alternative Resolution
meeting, or the student may reject this option, and the Student
Attorney General will schedule the case for a hearing at the first
available opportunity.
a.
Composition. The Chair of the applicable Honor Court shall convene the
Honor Court Alternative Resolution meeting along with one Vice Chair of
the applicable court. b. Functions and Procedures. An Honor Court
Alternative Resolution panel shall be offered to students who accept
responsibility for committing the charged violation. If the student
chooses to accept the option of the Honor Court Alternative Resolution,
the Chair will review the violation and discuss the student’s actions
to determine the appropriate sanction to be offered to the student.
i. Acceptance of Sanction Offered: If the student accepts the proposed
sanction, the student’s case is considered closed. By accepting the
alternate resolution, the student is agreeing to accept responsibility
for the charged violation. ii. Rejection of Sanction Offered: If
the student rejects the sanction offered, or if the panel members are
unable to agree on a sanction to be offered, the student’s case will be
referred for an Expedited Hearing in accordance with Section F of
Appendix C of this Instrument.
iii. Maintenance of Records: Records of an Honor Court Alternative
Resolution which results in the acceptance of a proposed sanction will
be maintained according to Section III.E.4. of this Instrument.
H. Large Scale Cases
1.
Upon receipt of a report of a suspected offense involving five or more
students, the applicable student attorney general shall have the option
of employing the following plan for disposition of the cases:
a. If the Student
Attorney General finds that sufficient evidence exists to charge each
student with a violation, the Student Attorney General may seek
permission to pursue resolution of the cases via a proposed agreement.
i. The Student Attorney General shall present the proposed agreement
and sanctions to an Expedited Hearing Panel composed of three members
of the applicable honor court, as outlined in Section F of Appendix C.
ii. If the Expedited Hearing Panel concludes that the proposed
agreement is acceptable, the Student Attorney General shall have
appropriate authorization to offer each charged student the proposed
agreement.
iii. For each individual student accepting the proposed agreement and
sanction, the case will be resolved without a formal hearing. By
accepting the agreement, the student both agrees to accept
responsibility for committing the offense and accept the proposed
sanction. For students accepting the agreement, the sanction will go
into effect immediately upon acceptance.
iv. If the student rejects the proposed agreement, the case will be
referred for a hearing in accordance with the hearing procedures
outlined in Appendix C.
I. Appeals
1. Appeals from Original Proceedings.
a. Authority of University Hearings Board and Composition
of Appellate Panel. The University Hearings Board shall have
the authority to hear appeals in cases originally considered
by the Undergraduate Court (including an expedited hearing
panel), Summer School Honor Court, Graduate School Court,
or Courts of the Professional Schools. The University Hearings
Board shall also have appellate jurisdiction over cases within
its authority to hear original matters as specified in section
C.5 of Appendix C, provided that no individual who has served
on the original hearing panel shall serve as part of the
appellate panel. For purposes of exercising its appellate
authority, an appellate panel shall be constituted including
two faculty members selected from among those serving on
the Faculty Hearings Board Panel, one designee of the Vice
Chancellor for Student Affairs, and two students designated
by the Chair of the appropriate student court having original
authority who have not been involved in prior proceedings
in the case. A faculty member or administrator designated
by the Vice Chancellor shall serve as presiding officer.
b. Petition and grounds for appeal.
i. Right of Appeal. An accused student who has been found
guilty before a student court or University Hearings Board
with original authority as provided in section E, or who
has had judgment and sanctions determined by an expedited
hearing panel as provided in section F of Appendix C may
file a petition for appeal no later than five business days
(weekends and University holidays excepted) from the announcement
of judgment and sanctions as provided in section E.7 of Appendix
C. Appeals shall be heard as promptly as possible and, except
under unusual circumstances as determined by the Judicial
Programs Officer, shall be scheduled for hearing no later
than 30 calendar days from the date the initial judgment
is announced.
ii. Grounds for Appeal. An appeal of a judgment rendered
under section E may be based on the insufficiency of evidence,
severity of sanctions, or violation of basic rights provided
in section IV.A of the Instrument and on no other grounds.
An appeal of a judgment rendered under section F may be based
upon severity of sanctions, or violation of basic rights
provided in section IV.A of the Instrument and on no other
grounds.
iii. Appeal Petition. An appeal
petition shall be filed in a timely fashion as specified
in paragraph b.i. of this
section, and shall consist of a detailed written statement
specifying the precise grounds for appeal and indicating
with precision the supporting facts, and shall be signed
by the accused student (or, in an appeal by a student group,
by the group’s president or chief officer). The Judicial
Programs Officer will review the petition to determine
whether it is based upon one or more of the grounds for
appeal stated
in this section and provides a factual basis for the appeal.
If the Judicial Program Officer determines that the petition
states a permissible ground and sufficient factual basis
for appeal, he or she shall refer the matter to a University
Hearings Board appellate panel for action. If the Judicial
Program Officer determines that the appeal petition does
not state a permitted ground or a sufficient factual basis
for appeal, he or she shall refer the petition for appeal
to a three-member Appellate Review Board composed of a
member of the Faculty Hearings Panel, an administrator
designated
by the Vice Chancellor for Student Affairs, and a member
of the appropriate student honor court who has not been
involved in consideration of the case during the original
proceeding
before the student court. The Appellate Review Board shall
determine whether the appeal petition states a permissible
ground and sufficient factual basis for appeal, and shall
refer the matter for review by a University Hearings Board
if requisite grounds and factual basis are stated, or if
not shall dismiss the appeal.
c. Scope of review and disposition. In deciding appeals
from the judgment of a student court of University Hearings
Board panel exercising original authority, the University
Hearings Board appellate panel shall review the record made
in the original hearing, including relevant portions of the
recording or transcript of the hearing proceedings, except
the deliberations of the court, and a copy of all documents
and other writings introduced in evidence at the hearing.
It shall apply the following scope of review and dispose
of petitions for appeal as specified below:
i. Insufficiency of evidence.
For purposes of evaluating the sufficiency of the
evidence,
the appellate panel shall
consider only the evidence contained in the record
made before the original court or hearing panel,
and shall
sustain that
court or panel’s determination provided there
is a reasonable basis for a finding of guilt beyond
a reasonable
doubt as defined in section E.7.a of Appendix C, and
if not
it shall dismiss the case.
ii. Severity of sanctions. For purposes of evaluating
the severity of the sanctions, the appellate panel
shall consider
only the evidence contained in the record
made in the original court or hearing panel, and shall sustain that court
or panel’s determinations provided there is
a reasonable basis for the sanction imposed, and
if not
shall impose
a lesser sanction as it determines to be appropriate.
iii. Violation of basic rights. For purposes of evaluating
whether the basic rights of the accused student specified
in section IV.A of the Instrument
were violated, the appellate panel shall consider the relevant evidence
contained in the record made in the original court
and any further testimony it deems
pertinent by the accused student, the appropriate student attorney general
(or his or her designee), the presiding officer and members of the original
hearing panel, and any witness with knowledge of the alleged violation.
The appellate panel shall then determine whether,
by a preponderance of evidence,
the court or hearing panel having original authority, or the Office of
the Student Attorney General, violated the accused
student’s basic rights,
and, if so, whether the violation prejudiced the outcome of the student’s
original hearing so as to necessitate a remand for a new hearing. If
the alleged violation of basic rights cannot be corrected through a remand
of the matter,
the appellate panel shall dismiss the case.
d. Appellate procedures. The appellate panel shall review
the pertinent record made in the original court and no other
evidence except as specified in section G.1.c.iii of Appendix
C. The hearing on appeal shall be closed, except to the extent
provided in section E.4 of Appendix C. Only the accused student
and his or her student counsel, the appropriate student attorney
general or his or her designee, the complainant and his or
her support person as specified in section IV.B of the Instrument,
and witnesses providing specific testimony under section
G.1.c.iii of Appendix C shall be permitted to participate.
In no case may a licensed attorney or a person who has passed
a state bar examination assist or be present during the proceedings,
except to the extent specified in section IV.A.3. In the
course of the proceedings, the presiding officer shall permit
members of the appellate panel to ask questions as they deem
appropriate, and shall permit the accused student to concisely
present the grounds for appeal, the student attorney general
or his or her designee to address the merits of the appeal,
and the accused student to offer a concluding summation.
Following the concluding summation, the members of the appellate
panel will deliberate in private, reach a decision by majority
vote using secret ballots, and promptly announce their judgment.
The presiding officer shall as promptly as practicable provide
the accused student, the complainant, and the Judicial Programs
Officer with a written statement of the rationale for the
decision.
2. Petition for Further Review by the Chancellor from Determinations
of the University Hearings Board.
a. Grounds for petition for further review. A petition for
further review by the Chancellor of a decision by the University
Hearings Board shall be available on either of the following
grounds and no others:
i. Denial of fundamental procedural rights under policies
of the Board of Trustees or Board of Governors, including
rights to due process and a fair hearing, the presumption
of innocence until found guilty, the right to know the
evidence and to face witnesses testifying against the
student, and the right to such advice and assistance
in the individual’s
defense as permitted under this Instrument; provided
that an appeal on such grounds must have been raised
as a basis
for appeal to the University Hearings Board or stem from
denial of the specified rights with regard to the proceedings
of the University Hearings Board on appeal.
ii. Severity of sanction but only where the sanction imposed
is permanent suspension or expulsion and not with regard
to any other sanctions.
b. Procedures.
i. Petition for review. An accused
student who wishes to petition for further review of
a decision of the University
Hearings Board upholding a judgment under the Honor Code
may file a petition for review by the Chancellor no later
than five business days (weekends and University holidays
excepted) based on the grounds stated in section G.2.a
of Appendix C and no others. A petition for review shall
consist
of a detailed written statement specifying the precise
grounds for appeal and indicate with precision the supporting
facts,
and shall be signed by the accused student (or, in an
appeal by a student group, by the group’s president
or chief officer). The Dean of Students will consider the
petition
to determine whether it is based upon the grounds for
further review stated in this section and provides a sufficient
factual
basis for further review. If the Dean of Students determines
that the petition states a permissible ground and sufficient
factual basis for further review, he or she shall refer
the matter to the Chancellor or his or her designee for
action.
If the Dean of Students determines that the petition
for review does not state a permitted grounds or a sufficient
factual basis for further review, he or she shall refer
the
petition to a three-member Appellate Review Board composed
of a member of the Faculty Hearings Board Panel, an administrator
designated by the Vice Chancellor for Student Affairs,
and a member of the appropriate student honor court, none
of
whom has been involved in consideration of the case during
the original proceeding or initial appeal. The Appellate
Review Board shall determine whether the petition for
review states a permissible ground and sufficient factual
basis
for further review, and shall refer the matter for review
by the Chancellor or his or her designee if requisite
grounds and a factual basis are stated or if not shall
dismiss the
petition for review.
ii. Review process. In considering
a petition for further review, the Chancellor or his
or her designee shall consider
the record made in the original court and on appeal, except
the deliberations of the hearing and appellate panels,
and copies of all documents and other writings introduced
in
evidence. The accused student shall be afforded an opportunity
to present the basis for the petition for review and respond
to questions, and a representative of the appropriate student
attorney general’s office shall be provided an opportunity
to respond. In instances of petitions based on section
G.2.a.i of Appendix C relating to violation of fundamental
procedural
rights, the Chancellor or his or her designee shall determine
whether the preponderance of the evidence demonstrates
that the accused student’s fundamental procedural
rights were violated so as to prejudice the outcome of
the original
or appellate hearing and if so shall remand for further
proceedings or dismiss the charge if the alleged violation
cannot be
corrected through remand. In the event that the petition
for review is found to be without merit under the stated
standards, the accused student’s finding of guilt
and associated sanctions shall become final and shall be
implemented
in accordance with the terms of section III.E.1 of the
Instrument. In instances of petitions based on section
G.2.a.ii of Appendix
C, the Chancellor or his or her designee shall determine
whether there is a reasonable basis for the sanction imposed,
and if not, shall impose a lesser sanction as it determines
to be appropriate.
3. Relief based on newly discovered
evidence. An accused student or student group may file
a detailed written
petition for a new hearing with the Judicial Program
Officer on
the basis of newly discovered evidence, provided that
the evidence provides a reasonable basis for concluding
the
outcome in the case might have altered the outcome
of the original hearing and that the evidence was not known
to
the student or group at the time of the original hearing
or appeals in the case. The Judicial Program Officer
shall determine whether the petition states a sufficient
factual
basis for the claim, and if so shall transmit the petition
for consideration by the chair of the appropriate student
court, who may order a new hearing to be conducted
following
the procedures set forth in this Instrument, with different
court members selected by the court chair to ensure
a fair hearing. If the Judicial Program Officer determines
that
the petition for a new hearing does not meet the requirements
stated in this section, he or she shall refer the petition
to an Appellate Review Board as provided in section
G.1.b.iii
of Appendix C. If the Appellate Review Board determines
that the petition for a new hearing satisfies the requirements
set forth in this section, it shall refer the petition
for action by the chair of the appropriate court, and
if not it shall dismiss the petition without grounds
for further
appeal.
Appendix D: STUDENT RIGHTS OF PRIVACY AND EXPRESSION
I. General rights of privacy and expression
Students have the same rights of privacy
and expression as other citizens
and, except as otherwise expressly provided herein, surrender
none of these rights by becoming members of the University
community. II. Privacy
A. Privacy of Residence Hall Rooms. Searches of residence
hall rooms are only permissible under the following limited
circumstances:
1. Emergencies. In cases of extreme emergency such as suspected
suicide or a problem involving the immediate safety of the
occupant or fellow occupants; provided that such searches
will be made only with the permission of an occupant of the
room and in his or presence if possible, by authorization
of the Vice Chancellor for Student Affairs or his or her
designate, or by authorization of the highest official present
if time is of the essence and the preceding conditions cannot
be immediately satisfied.
2. Suspected Violation of State or Federal law. In cases
of investigation for a suspected violation of State or Federal
law, only through the procedures required for a lawful search
including the use of a lawful search warrant.
3. Health and Safety. In instances of concern for health
and safety such as unauthorized cooking appliances, pets
or pest control, only as needed; and in cases of room inspection
to effect normal maintenance and repairs, only as conducted
by properly identified University employees and only on a
regular schedule announced in advance by the Department of
University Housing.
B. Privacy of Student Records
1. Access to Academic Records. Access to any student's
permanent academic record will be governed by the provisions
of the Family Educational Rights and Privacy Act of 1974.
Academic records shall be maintained in such a way as to
be physically separate from disciplinary records.
2. Other Official Student Records. Other official student
records are retained in the appropriate University offices;
e.g., the Office of the Dean of Students, the Student Health
Service, University Career Services, and the academic school
or department.
a. Prohibition on maintenance of records of political activities.
No records shall be maintained in any University office of
the political activities of individual students. In the procedures
for formally recognizing student organizations, the Vice
Chancellor for Student Affairs may require a record of an
organization's officers, a statement of the organization's
purpose, and statements of the organization's non-discriminatory
policy on membership, but no membership list shall be maintained.
b. Medical records. Medical (including psychiatric and counseling)
records shall be subject to professional rules of confidentiality.
c. Disciplinary records. Access to any student's disciplinary
or other records will be governed by the provisions of
the Family Educational Rights and Privacy Act of 1974.
Authorized, identified University officers or faculty members
or the student shall have access to disciplinary records.
Results of disciplinary proceedings for alleged violations
of the Honor Code may be disclosed to the alleged victim
of the offense if the offense involved the use, attempted
use, or threatened use of physical force against the person
or property of another; or is a felony that, by its nature,
involves a substantial risk that physical force may be
used against the person or property of another in the course
of committing the offense. On each occasion that student
disciplinary records are initiated or added to by an officer
of the University, the student affected shall be informed
of the entry and apprised of these stipulations. Student
disciplinary records maintained in the Office of the Student
Attorney General shall be accorded the same protection
and guaranteed confidentiality as those in University administrative
offices. Disciplinary files and records of cases shall
be maintained as provided by the Instrument of Student
Judicial Governance.
III. Student Expression
A. Confidentiality of Unpublicized Views and Associations.
Information about student views, beliefs, and political associations
acquired by professors in the course of their work as instructors,
advisors, or counselors is confidential, and is not to be
disclosed to persons outside the University except under
legal compulsion.
B. Freedom of Publication. A currently enrolled student
or officially recognized University organization may publish
material on campus without prior approval. Such publications
shall be subject to all applicable protections available
relevant policies and laws.
C. Right of Peaceful Protest and Free
Access. All members of the University community shall have
the right of peaceful
protest. Any lawful organization may recruit personnel at
the University. All members of the University community shall
have access to these organizations, and other members of
the University community shall not interfere with the right
of any individual in the University to participate in arranged
interviews with that organization's representatives, or with
the rights of such representatives.
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